The opinion filed on March 2, 2015 [779 F.3d 956] is hereby amended, and an amended opinion is filed concurrently with this order.
With that amendment, Judges Wardlaw and Callahan have voted to deny, and Judge Reinhardt has voted to grant, appellants' petition for rehearing. The panel has voted to reject the suggestion for rehearing en banc.
The full court has been advised of the suggestion for rehearing en banc and no active judge has requested a vote on whether to rehear the matter en banc. Fed. R. App. P. 35.
Thus, the petition for rehearing is
WARDLAW, Circuit Judge:
C.W. appeals the district court's award of attorney's fees and costs to Capistrano Unified School District, ("the District"), as the prevailing defendant in an action alleging violations of the Individuals with Disabilities Education Act ("IDEA"). In addition to the IDEA claims, attorneys for C.W. also claimed violations of the Americans with Disabilities Act ("ADA"), Section 504 of the Rehabilitation Act, and 42 U.S.C. § 1983, based on a claim of retaliation arising from a letter threatening sanctions sent by the District's counsel should C.W.'s parent ("K.S.") continue to pursue this appeal. Because we agree with the district court that the ADA and § 1983 claims are frivolous, we affirm the district court to the extent it awarded attorney's fees and costs for representation relating to those claims. We disagree with the district court, however, that plaintiff's IDEA and Rehabilitation Act claims were frivolous and/or brought for an improper purpose, and we therefore reverse the district court to the extent it awarded attorney's fees and costs related to the litigation of those claims.
Congress enacted the IDEA "to ensure that all children with disabilities have available to them a free and appropriate public education" and "to ensure that the rights of children with disabilities and parents of such children are protected." 20 U.S.C. §§ 1400(d)(1)(A)-(B). "The statute sets forth procedures for resolving disputes in a manner that, in the Act's express terms, contemplates parents will be the parties bringing the administrative complaints." Winkelman ex rel. Winkelman v. Parma City Sch. Dist., 550 U.S. 516, 527, 127 S.Ct. 1994, 167 L.Ed.2d 904 (2007). The IDEA relies in numerous ways on the involvement of parents in the process of developing Individualized Education Programs for students with special needs, and provides a detailed scheme for parents to pursue remedies when they believe that their child has been deprived of a free and appropriate education. Since its inception, the IDEA, like most civil rights statutes, has allowed a prevailing plaintiff to seek attorney's fees and costs.
At the time of the disputed occupational therapy assessment in this case, C.W. was 11-years old. C.W. was and continues to be eligible for special education services under the eligibility category of "Other Health Impairment" because she has cerebral palsy, a ventriculoperitoneal shunt, and a heart murmur. C.W. also has low cognitive ability. C.W. was in a special day class at Crown Valley Elementary School within the District.
The District performed its legally required triennial assessment of C.W. in 2010. The multidisciplinary team recommended that C.W. remain eligible for special education and related services because "she exhibits a severe health disorder which adversely affects educational performance." Following an initial Individualized Education Program
Hirchag made several recommendations for goals, modifications, or accommodations based on C.W.'s weaknesses in manual dexterity, registration and sensitivity,
Hirchag presented the OT assessment at a January 12, 2011 IEP meeting, and K.S. responded that it was "stupid." K.S. also expressed shock that the OT assessment concluded that C.W. was able to appropriately cut a shape from paper, and said that at home, C.W. holds scissors incorrectly.
On January 25, 2011, K.S., pursuant to California law, requested an independent educational evaluation for occupational therapy based on her disagreement with the occupational therapy portion of the January 2011 IEP. See Cal. Educ.Code § 56329(b) (granting parents the "right to obtain, at public expense, an independent educational assessment of the pupil from qualified specialists ... if the parent or guardian disagrees with an assessment obtained by the public education agency"); 34 C.F.R. § 300.502(a) (same). K.S. refused to consent to the OT portion of the IEP because the District failed to include in C.W.'s January 2011 IEP all of the OT report's recommended accommodations. The letter was signed by attorney Jennifer Guze Campbell of the Special Education Law Firm.
On February 23, 2011, the District denied the request for an independent educational evaluation at public expense. The District filed its complaint initiating a due process hearing before an Administrative Law Judge ("ALJ") on March 4, 2011.
The Due Process hearing concerned two issues: (1) whether the OT assessment was appropriate; and whether the District committed a procedural IDEA violation by delaying unnecessarily in filing its due process complaint. The ALJ reviewed the records and took testimony, principally from Hirchag. The ALJ concluded that the OT assessment was administered properly pursuant to the correct test manual and in compliance with the statutory requirements. The ALJ also concluded that the forty days between the IEE request and the filing of the Due Process complaint was not unnecessary delay.
Because the ALJ concluded that the District's OT assessment was appropriate, C.W. remained able to obtain an independent assessment, but not at a public expense. K.S.'s remedy was to appeal the ALJ decision in federal district court. On July 1, 2011, K.S.'s attorney wrote to the District indicating that K.S. would forego an appeal if the District agreed to fund the IEE for occupational therapy and pay $12,500 in attorney's fees and costs to her attorneys, The Special Education Law Firm. Counsel noted that: "legal fees will continue to increase as this matter proceeds to Federal litigation if the parties do
On August 3, 2011, K.S. filed an appeal of the ALJ's decision in federal district court, adding claims for violations of the intimidation clause of the Americans with Disabilities Act, 42 U.S.C. § 12203(b); 42 U.S.C. § 1983 for retaliation in violation of K.S.'s First Amendment rights; and § 504 of the Rehabilitation Act of 1973. Each of these additional claims was based on the theory that the District's July 14, 2001 letter was an attempt to intimidate K.S. from pursuing her legal right to appeal the ALJ decision.
The District moved under Federal Rule of Civil Procedure 12(b)(6) for dismissal of the ADA, § 1983, and § 504 claims. The district court dismissed the ADA claim with prejudice; dismissed the § 1983 claim with prejudice, except to the extent injunctive relief was sought; and dismissed the § 504 claim because, as pled, it failed to meet the standards articulated in Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007) and Ashcroft v. Iqbal, 556 U.S. 662, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009), but granted K.S. leave to amend the § 504 claim because an amendment might not be futile.
On January 13, 2012, K.S. filed an amended complaint alleging the § 1983 and ADA claims once more and pleading the § 504 claim with more particularity. In response, the District filed a second motion to dismiss on January 27, 2012, and on January 31, the parties stipulated to dismiss the § 1983 and ADA claims with prejudice. The district court dismissed the § 504 claim with prejudice on March 23, 2012.
On July 2, 2012, K.S. moved for summary judgment, arguing the ALJ incorrectly ruled on the adequacy of the OT assessment because it failed to recommend that C.W. may need special education and related services and that the District had not unnecessarily delayed in filing the due process complaint.
On August 3, 2012, the district court affirmed the ALJ's decision, finding that it "contain[ed] no factual errors and was thorough and careful," and concluding that the disputed occupational therapy report did not violate the IDEA and the District did not unnecessarily delay its due process complaint. The court further denied K.S.'s request for attorney's fees and invited the District to file a request for attorney's fees because the "bases for appeal [were] frivolous."
The District accepted the court's invitation and was awarded $94,602.34 in attorney's fees and $2,058.21 in costs. The district court found that each of the claims was "frivolous, unreasonable, and without foundation." Further, the court concluded that these claims were brought by K.S. for the improper purpose of "harassment, unnecessary delay, and needlessly increasing litigation costs," exposing K.S. to potential personal liability for the fees.
We review for abuse of discretion a district court's award of attorney's fees to a prevailing defendant under the fee
Id. (internal citations and quotation marks omitted). Moreover, "[a]ny elements of legal analysis which figure in the district court's decision are ... subject to de novo review." Benton, 421 F.3d at 904.
Section 1415 allows prevailing defendants in IDEA cases to recover fees from the attorney of a parent and from a parent in certain rare circumstances. A prevailing school district may recover attorney's fees against the parent's attorney where the complaint is "frivolous, unreasonable, or without foundation" (the "frivolous prong"). 20 U.S.C. § 1415(i)(3)(B)(i)(II). Additionally, attorney's fees may be awarded against a parent or her attorney, "if the parent's complaint or subsequent cause of action was presented for any improper purpose" (the "improper purpose prong"). 20 U.S.C. § 1415(i)(3)(B)(i)(III). The statute gives examples of improper purposes, including "to harass, to cause unnecessary delay, or to needlessly increase the cost of litigation." Id.
We have previously noted that there is little case law governing fee awards to prevailing defendants under the IDEA. R.P., 631 F.3d at 1124. In R.P., though we rejected the autistic child's claim that he was denied a fair and appropriate education in violation of the IDEA, we reversed the district court's award of attorney's fees to the school district because it applied an improper and unsupported legal standard. There, we concluded:
Id. at 1124-25 (internal quotation marks and citations omitted). We explained that the legislative history of § 1415 demonstrates that Congress fashioned the first part of the law, which allows defendants to recover if a claim is frivolous, after the Christiansburg standard. The second part of the law, § 1415(i)(3)(B)(i)(III), which allows a prevailing party to recover against the parents or the parents' attorneys in the event that a claim is brought for an improper purpose, "comes from another well-established Federal law: Federal Rule of Civil Procedure 11." R.P., 631 F.3d at 1125 (quoting 150 Cong. Rec. S5250, 55349 (daily ed. May 12, 2004)
In assessing the frivolousness of the IDEA claims, the district court abused its discretion by failing to properly apply the Christiansburg standard. R.P., 631 F.3d at 1124-25. When the correct legal standard is applied, it is clear that the claims were not frivolous within the meaning of the statute.
Under Christiansburg, a prevailing defendant is entitled to attorney's fees only if plaintiff's "claim was frivolous, unreasonable, or groundless, or ... the plaintiff continued to litigate after it clearly became so." 434 U.S. at 422, 98 S.Ct. 694. In considering what constitutes a claim that is frivolous, unreasonable or groundless, "it is important that a district court resist the understandable temptation to engage in post hoc reasoning by concluding that, because a plaintiff did not ultimately prevail, his action must have been unreasonable or without foundation." Id. at 421-22, 98 S.Ct. 694. And, "if a plaintiff is found to have brought or continued such a claim in bad faith, there will be an even stronger basis for charging him with the attorney's fees incurred by the defense." Id. at 422, 98 S.Ct. 694.
Applying the Christiansburg frivolousness standard, we have held that "[a] case may be deemed frivolous only when the result is obvious or the ... arguments of error are wholly without merit." Karam v. City of Burbank, 352 F.3d 1188, 1195 (9th Cir.2003) (internal citation and quotation marks omitted). Moreover, when there is very little case law on point and a claim raises a novel question, the claim is much less likely to be considered frivolous. Id.
To the extent that the district court implied that the IDEA claims were frivolous at the administrative hearing stage, it erred.
K.S.'s claims relating to the OT assessment were poorly plead and argued and she ultimately lost; however, this does not mean they were frivolous. As we said in R.P., 631 F.3d at 1126, "[l]awyers would be improperly discouraged from taking on potentially meritorious IDEA cases if they risked being saddled with a six-figure judgment for bringing a suit where they have a plausible, though ultimately unsuccessful, argument, as here." There was some basis for K.S.'s belief that the OT assessment was inappropriate, some basis for concluding that the report failed to meet the procedural requirements of California Education Code § 56327(a-b), and some basis for believing that the IEP failed to provide C.W. with a free and public education ("FAPE"). In its decision on the merits, the district court concluded that because the District did not "dispute [C.W.'s] eligibility at the time the Disputed Report was written," the procedural violation alleged is "especially frivolous." This conclusion misapprehended the fact that the OT assessment itself could be read to violate California Education Code § 56327, which requires anyone who assesses the pupil to prepare a written report which includes "[w]hether the pupil may need special education and related services," and "[t]he basis for making the determination." In reviewing the OT assessment, Hirchag never states whether C.W. is or is not eligible for OT services and on what basis. While the district court appropriately notes that the OT assessment mentions that C.W. was eligible for special education services, § 56327 by its own terms also states that the report should note whether the pupil may need "related services." Given the dearth of cases citing or interpreting § 56327's requirements,
In its analysis of the frivolousness of the 41-day "unnecessary delay" claim, the district court also failed to cite any case law setting forth the standard for frivolousness. Under Christiansburg, K.S.'s claim that the 41-day delay between parent's request for an IEE and the District filing
The district court did not discuss Christiansburg in concluding that the three retaliation-based claims were frivolous. Nonetheless, our review of these claims under the proper legal framework demonstrates that two of the three retaliation-based claims were frivolous, and we affirm the district court's finding as to these claims.
The ADA intimidation claim and the § 1983 claim lack any legal foundation and "the result is obvious." Karam, 352 F.3d at 1195. The ADA intimidation claim filed under 42 U.S.C. § 12203(b) had an outcome that was clear at the time it was filed. Section 12203(b) states: "It shall be unlawful to coerce, intimidate, threaten, or interfere with any individual in the exercise or enjoyment of, or on account of his or her having exercised or enjoyed, or on account of his or her having aided or encouraged any other individual in the exercise or enjoyment of, any right granted or protected by this chapter." (emphasis added). By its own terms, protection under the ADA against intimidation does not extend to a plaintiff's attempts to exercise rights granted or protected by the IDEA — the basis of K.S.'s claim in this case. See Morse v. N. Coast Opportunities, Inc., 118 F.3d 1338, 1343 (9th Cir. 1997) ("Because [Plaintiff's] § 1983 complaint against [Defendant] is completely barred by the terms of the statute, we find that her claim is `unreasonable' and `meritless.'"). The district court concluded as much in dismissing the claim with prejudice. Despite this dismissal, K.S.'s attorneys pled the same claim in their First Amended Complaint requiring the District to respond once again to this frivolous claim.
The § 1983 claim seeking monetary damages and injunctive relief is likewise frivolous, its outcome predetermined by a review of relevant law. It is well-established that a school district cannot be sued for damages under § 1983. Belanger v. Madera Unified Sch. Dist., 963 F.2d 248, 254 (9th Cir.1992) (holding that in California,
The final retaliation-related claim based on § 504 of the Rehabilitation Act of 1973, in contrast, is not frivolous. Although the district court ultimately granted the District's Rule 12(b)(6) motion to dismiss, it did so after careful consideration, ultimately concluding that "the specific facts of this case would not dissuade a reasonable person from engaging in a protected activity." As the district court's own reasoning made clear, "[K.S.] present[ed] evidence that, if believed by the fact-finder, would [have] entitle[d] [her] to relief." R.P., 631 F.3d at 1126. Under such circumstances, "the case is per se not frivolous and will not support an award of attorney's fees." Id. Moreover, although K.S. did not ultimately prevail on this case, dismissal under Rule 12(b)(6) is not the same as the standard for frivolousness. See, e.g., Neitzke v. Williams, 490 U.S. 319, 109 S.Ct. 1827, 104 L.Ed.2d 338 (1989) (discussing at length the difference between failure to state a claim under Rule 12(b)(6) and a finding of frivolousness).
The district court also concluded that K.S.'s claims were brought for an improper purpose, thus exposing K.S. to liability for attorney's fees — an extreme result that not even the District sought.
We have held, as a matter of law, that "a non-frivolous claim is never filed for an improper purpose." Id. Therefore, we consider only whether the § 1983 and ADA claims were brought for an improper purpose. Federal Rule of Civil Procedure 11(b) governs our analysis. See id. at 1125. We have recognized that under Rule 11(b)(1), "[a]n improper purpose is a purpose to `harass or to cause unnecessary delay or needless increase in the cost of litigation.'" G.C. & K.B. Invs., Inc. v. Wilson, 326 F.3d 1096, 1110 (9th Cir.2003) (quoting Rule 11(b)(1)). An improper purpose "is `tested by objective standards,'"
The district court concluded that K.S. demonstrated her improper purpose by her "attempt to extort fees from District to which Mother was not legally entitled in exchange for Mother foregoing an appeal." The district court stated: "In short, Mother's offer to ransom her child's IDEA appeal in exchange for money to which her non-attorney advocate was not entitled shows that the purpose of this appeal was not to vindicate the rights of her disabled child." There is no basis in the record for this finding.
First, a reading of the terms of the settlement offer reveals no attempt by K.S. to "ransom" the appeal in exchange for any improper gain. In that settlement offer, K.S. sought both the District's funding of an IEE and the attorney's fees and costs incurred by the Special Education Law Firm. Her settlement offer — clearly contingent upon her child receiving the IEE that K.S. believed C.W. deserved — cannot be characterized as an effort to improperly extort funds.
Second, from the start, all K.S. sought was a proper OT recommendation for her child. When the District refused to provide the requested recommendation, she defended against the District's due process complaint, and then, prior to appealing the adverse decision, provided, through the settlement offer, an option to avoid further litigation should the District agree to fund the IEE that she sought for C.W. When the District refused to settle the dispute, K.S. appealed. The record fails to reflect the one-sided effort to "unnecessarily increase the litigation costs incurred by District until it acquiesced to lining the pockets of her non-attorney advocate" described by the district court. Nor do the July 2011 letters counsel exchanged reflect "clearly abusive litigation activity"; they were, rather, a sideshow by overzealous advocates. Aetna Life Ins., 855 F.2d at 1476.
Furthermore, the district court's order shows a degree of frustration with K.S. and her counsel. ("Finally, Mother's latest salvo against this Court is entirely consistent with her strategy throughout this appeal of casting unfounded aspersions on the expertise or reasoning of others to deflect from her own shortcomings.") District Court's Order, p. 14. To the extent that the district court's frustration with K.S. and counsel colored its legal conclusions that these claims were brought for an improper purpose, this was error. As already discussed, no evidence supports an alleged improper purpose. Instead, the record compels the conclusion that K.S. was simply attempting to "vindicate the rights of [her] disabled child."
Where a plaintiff has asserted both frivolous and non-frivolous claims, a
This panel, as presently constituted, will entertain any further appeals in this case.
For the foregoing reasons, the district court's order awarding attorney's fees and costs is reversed in part and affirmed in part.
Each party shall bear its own costs on appeal.
REINHARDT, Circuit Judge, concurring in part and dissenting in part:
This case is about a mother who engaged in IDEA litigation principally to secure an independent educational evaluation for occupational therapy for her child, who indisputably has special education needs. In the course of litigating her IDEA claim, the mother alleged that her child's school district violated not only the Individuals with Disabilities Education Act (IDEA), but also the Rehabilitation Act, the Americans with Disabilities Act (ADA), and § 1983 by improperly threatening to seek sanctions against her and her counsel if they appealed the administrative denial of the child's IDEA claims.
At the conclusion of the mother's unsuccessful attempt to obtain an independent educational evaluation in the district court, the district judge of his own accord invited the school district to file a motion for attorney's fees. The district judge — expressing a "degree of frustration" with the child's mother and her counsel, Maj. Op. at 1249 — then awarded the school district nearly $100,000 in fees and costs, finding not only that each of the mother's claims was frivolous, but that they were brought for improper purposes — "namely, to `harass,' cause unnecessary delay,' and `needlessly increase the costs of litigation` (citing 20 U.S.C. § 1415(i)(3)(B)(i)(III)). Under the IDEA, the latter finding exposed the mother herself to potential liability.
In almost all respects, the majority correctly finds that the district court was wrong. Specifically, the majority holds that the claims under the IDEA and the Rehabilitation Act were not frivolous, and it holds that none of the claims was brought for any improper purpose. To that extent, I agree completely with the
Under the IDEA, a prevailing defendant agency or district can recover fees only in "rare circumstances." R.P. v. Prescott Unified Sch. Dist., 631 F.3d 1117, 1124 (9th Cir.2011). Such circumstances generally involve conduct so offensive to the fair and honorable practice of law that it merits sanctioning of the offending attorneys. An attorney who files a legitimate action for a client does not exceed the bounds of honorable lawyering when he adds to the complaint an allegation that the same conduct violates related statutes as well, whether doing so results from a disagreement with prior case law, the offering of a novel though erroneous legal theory, or an inability to thoroughly research every possible legal theory before filing the complaint. Although law firms with thousands of attorneys may be able to fully research every legal claim they assert, a small, under-staffed, and under-paid law firm seeking to protect the rights of children with disabilities should not be held to so rigorous a standard. As a lawyer with obligations to his client, counsel from such a firm is following his professional duties far better by possibly overpleading the number of statutes the defendant's unlawful actions may violate than by underpleading them. The former does far less harm to the defendant who may readily have the extraneous counts stricken than the latter does to the plaintiff who may lose a legitimate claim should the lawyer fail to include all potentially applicable statutes. Counsel's action of referring to too many statutes, rather than too few, is not the type of "rare circumstance" that warrants the sanctioning of a lawyer asserting a legitimate IDEA claim.
That is particularly true in this case, as counsel "may have [had] an entirely reasonable ground for bringing" claims under § 1983 and the ADA, despite the fact that "the law ... appear[ed] questionable or unfavorable at the outset." Christiansburg Garment Co. v. EEOC, 434 U.S. 412, 422, 98 S.Ct. 694, 54 L.Ed.2d 648 (1978). The damages claim under § 1983, for example, failed because we had held almost a quarter of a century ago in Belanger v. Madera Unified Sch. Dist., 963 F.2d 248, 254 (9th Cir.1992), that a school district in California is an arm of the state for purposes of Eleventh Amendment immunity.
The plaintiff's ADA claim, moreover, was rejected by the district court only because, in its view, the statutory text under which counsel asserted that claim was not expansive enough to support the plaintiff's argument. As an initial matter, I disagree with the majority's failure to treat this claim in the same manner as it did the Rehabilitation Act claim, which the majority correctly determined was not frivolous. We have held that "[t]here is no significant difference in analysis of the rights and obligations created by the ADA and the Rehabilitation Act," Zukle v. Regents of Univ. of Cal., 166 F.3d 1041, 1045 n. 11 (9th Cir.1999), and the majority provides no reason not to follow that rule in this case. Even if the majority were correct, however, that the statutory text under which counsel brought the ADA claim was not expansive enough to support it, that would not be a sufficient reason to find the claim frivolous. I need not recount the number of times that a federal court has read statutory text as holding a meaning that its ordinary language would not appear to bear. See, e.g., Chevron U.S.A. Inc. v. Echazabal, 536 U.S. 73, 76, 122 S.Ct. 2045, 153 L.Ed.2d 82 (2002) (holding that the ADA's direct-threat defense may apply not only to "other individuals in the workplace," as the statute states, but to the disabled individual himself). The fact that the plaintiff's arguments were not successful in this case "doesn't make them frivolous." R.P., 631 F.3d at 1126. More fundamentally, however, it is entirely reasonable for practitioners in a small law firm (or even counsel in a large firm) to think that the Americans with Disabilities Act might apply in a case concerning a child with disabilities and to set forth that contention in a complaint. Thinking so, right or wrong, is not a ground for sanctions.
The arguments against sanctioning plaintiff's counsel for bringing the mother's legitimate intimidation claim under what the majority believes to be the wrong statutes — § 1983 and the ADA — as well as under what it holds to be the right one — the Rehabilitation Act — are especially strong considering the minimal costs that the defendant incurred "solely by virtue of the need to defend against" these claims. Harris v. Maricopa Cnty., 631 F.3d 963, 971 (9th Cir.2011). As the majority opinion correctly states, a court may grant attorney's fees to the defendant "only for costs that the defendant would not have incurred but for the frivolous claims." Fox v. Vice, ___ U.S. ___, 131 S.Ct. 2205, 2211, 180 L.Ed.2d 45 (2011). In this case, it is impossible for those costs to be more than a minimal amount, if any. All of the time and effort that the defendant expended defending against the substance of the plaintiff's § 1983 and ADA
Although the award in this case should, therefore, be extremely low, the majority nevertheless should have heeded the warning that we offered in R.P.:
R.P., 631 F.3d at 1126 (quoting 20 U.S.C. § 1400(d)(1)(B)) (citation omitted). By punishing a small firm for arguing a non-frivolous claim under the wrong sections of the United States Code, the precedent established by the majority opinion will discourage disability lawyers from taking on the very cases that the IDEA sought to encourage. In light of the majority's opinion, small firms will have to weigh the risk that they will incur a costly sanction for a minor legal error intended to benefit a disabled child. This despite the fact that IDEA practitioners — indeed, nearly all civil rights practitioners — rarely have the time or the staff to handle the volume of cases for which they are responsible with the same attention or devotion of resources as their counterparts who represent the defense.
We must be sensitive to imposing sanctions in IDEA cases, as it is critical that we keep the federal courts open to IDEA claims, counsel, and parties. Indeed, it is the clients with IDEA complaints who in the end will suffer if lawyers become reluctant to bring such cases before us. To further the purpose of the IDEA, we must allow counsel for IDEA plaintiffs the leeway to handle their cases in a practical manner. The majority, unintentionally, fails to abide by this rule. In doing so, it sets a precedent that is at odds with the core purpose of the IDEA.
There is an additional issue in this case, which is governed by the same principles we have discussed above: should we affirm the sanctioning of plaintiff's counsel for reasserting the ADA and § 1983 claims in an amended complaint after those claims had previously been dismissed with prejudice? Here, the circumstances provide the answer. The facts show that counsel agreed to dismiss those claims by stipulation almost immediately after opposing counsel objected to their inclusion in the amended complaint. In the Rule 11 context, this fact would end our inquiry; we would not sanction plaintiff's counsel. See Fed.R.Civ.P. 11 advisory committee's notes to 1993 amends. (explaining that Rule 11 "generally provid[es] protection against sanctions if [attorneys] withdraw or correct contentions after a potential violation is called to their attention"); Barber v. Miller, 146 F.3d 707, 710 (9th Cir.1998) (explaining that the purpose of Rule 11's "safe harbor" provision is to allow counsel to withdraw claims in order to "protect[]
Moreover, whether or not plaintiff's counsel's actions constituted a technical violation of our pleading rules, I would hold that they do not warrant sanctions. We should sanction plaintiff's counsel in an IDEA case for continuing to litigate a claim that was dismissed with prejudice only when the continued litigation was deliberate. In this case, the school district bore "the burden of establishing entitlement to an award." Hensley v. Eckerhart, 461 U.S. 424, 437, 103 S.Ct. 1933, 76 L.Ed.2d 40 (1983). It made no showing, however, that plaintiff's counsel's renewed litigation of the dismissed claims was intentional. In fact, the evidence is to the contrary. Although the plaintiff reasserted her ADA and § 1983 claims after they were dismissed with prejudice, the parties dismissed them by stipulation almost immediately after the defendant filed its motion to dismiss. Moreover, the plaintiff's reassertion of these dismissed claims did not create any significant additional work for defense counsel, who needed only to state that the claims had already been dismissed with prejudice. Given that the reassertion of the failed claims did little or no harm to the defendant and could have caused little or no expenditure of defendant's counsel's time and energy, I would not sanction disability rights attorneys for what was, in all likelihood, a simple mistake by counsel or another employee of an understaffed law firm — a mistake that it corrected almost immediately by stipulation.
Due to the minimal costs that the defendant incurred "solely by virtue of the need to defend against" the claims that the majority erroneously finds to be frivolous, Harris, 631 F.3d at 971, I fully expect the award in this case to be nominal at most. The majority opinion nevertheless creates an unfortunate precedent. I would hope that on rehearing the majority, which has otherwise issued an excellent opinion that is fully consistent with the letter and spirit of the IDEA, will reconsider and delete the few offending paragraphs affirming sanctions — paragraphs that sound so jarring and contrary a note to the rest of its disposition.